Question 1

Which of the following is the MOST important reason to perform regular ethical reviews of AI systems?

Options :

A : To improve the accuracy and performance of the systems

B : To align AI system development with organizational values and principles

C : To ensure the systems align with the preservation of individual rights

D : To identify and mitigate potential data drift within models

Answer: C

Question 2

An IS auditor is auditing a financial system in which a generative AI tool is used to identify trends in batches of 4,000 rows, while the generative AI tool has a limit of 3,000 tokens. Which of the following is the GREATEST concern?

Options :

A : The AI will process only a portion of the data set.

B : The AI will prioritize high-value entries.

C : The AI will reject the data set and not analyze the data.

D : The AI output will be biased toward the first 3,000 tokens.

Answer: D

Question 3

Which of the following is MOST important for an IS auditor to review during an AI system audit in order to determine compliance with intellectual property and data rights?

Options :

A : Data performance metrics

B : Data usage agreements

C : Use of open-source intellectual property

D : Model runtime efficiency logs

Answer: B

Question 4

Which of the following is the GREATEST risk associated with using AI in audit planning?

Options :

A : Increased planning costs

B : Scope creep

C : Incomplete data

D : Limited knowledge

Answer: C

Question 5

A healthcare organization uses patient data to train an AI model for early disease detection. Which of the following practices provides the BEST assurance that personal data is secure and its integrity is maintained?

Options :

A : Encrypting stored data to reduce exposure and log access

B : Updating the AI model with new data and tracking changes

C : Implementing strict data access controls and conducting security tests

D : Anonymizing patient data and performing regular quality checks

Answer: D