Question 1

A large number of well-trained, willing-to-work individuals have given up trying to find employment. All else being equal, how will the labor market indicators be affected by this event.

Options :

A : A decrease in the structural unemployment rate.

B : A decrease in the overall unemployment rate.

C : An increase in the participation rate.

D : An increase in the labour force.

Answer: B

Question 2

Where docs primary responsibility for gatekeeping inthe securities industry reside?

Options :

A : With OS FI

B : With the market surveillance Division of CIRO.

C : With the CIRO dealer members and all Their employees

D : With the provincial securities regulators.

Answer: C

Question 3

What is the settlement date for Government of Canada bones?

Options :

A : One business day after the transaction

B : same day me transaction takes place.

C : Two business days after the transaction

D : Three business days after the transaction.

Answer: A

Question 4

What is the action that the CentralBank takes to limitthe impact of increased foreign Interestrates on Interest rates in Canada?

Options :

A : Decrease interest rate to balance the risk of rising inflation.

B : Reduce Interest rales to reduce demand for borrowing.

C : increase short-term interest rates to maintain the value of currency.

D : Add a default premium to interest rates to protect lenders.

Answer: C

Question 5

Who in a sell-side firm is responsible for structuring new debt issues and bringing them to the primary market?

Options :

A : Trader

B : Investment banker

C : Portfolio manager

D : Sales representative

Answer: B